Senior Internal Auditor

  • New York, NY
  • Full-time

Company Description

Our Client, a Prestigious International Brokerage Firm, is looking for Senior Internal Auditor to join their team

Job Description

Our Client a Prestigious International Brokerage Firm, is looking for Senior Internal Auditor to join their team
 
Job Function:

  • Perform ongoing Internal Audits of DCMAs business operations. 
  • Assists in the development of Internal Audit programs and performs audits as a team member or independently in accordance with departmental procedures. 
  • Prepares daily audit reports and works with audit clients to implement effective solutions to eliminate issues identified during the audit. 
  • Performs follow up reviews as necessary. 
  • Identify internal control deficiencies and provide recommendations in addressing the weaknesses. 

Qualifications


Required:

  • College degree, preferably in accounting with a CPA a plus. 
  • Industry qualifications (series 7, 63, 24) a plus. 
  • 3-5 years securities industry and internal audit experience.