Compliance Risk Analysis and Control Lead
- Full-time
Company Description
Job Description
You will lead Square's Compliance Risk Analysis and Control function and report to the Compliance Governance Lead. This function provides management of company and product compliance risk assessments, regulatory examinations, independent audits, the customer risk rating program, change management, and issue management. You will lead the team in developing a strategy for the function, driving these programs forward, and completing other compliance projects with significant company-wide impact. You will support Square's compliance vision by working together with other compliance and counsel personnel to guide the compliance program forward, focusing on compliance risk analysis and related controls.
You will:
Develop and execute the vision for the compliance risk analysis and control function
Lead a team responsible for performing comprehensive compliance risk assessments and analyses, compliance change management programs, audit and exam management, and issue management
Coordinate your team’s activities with the other functions in Compliance Governance and the broader Compliance organization
Research relevant laws and regulations and work with Compliance Governance, Product Compliance Managers, and Legal to provide regulatory guidance and interpretation
Communicate complex legal and regulatory concepts in an audience-appropriate manner
Provide expert advice for the design of policies, programs, procedures, and other controls
Lead and contribute to special projects with high impact to Square’s compliance program
Qualifications
You have:
4-year undergraduate degree (Bachelor's Degree) or equivalent experience
5 or more years of experience in financial services compliance risk management
3 or more years of people management experience
Applied risk management concepts (e.g. COSO, three lines of defense)
Expertise in one of the following subject-matter areas: BSA/AML/sanctions, consumer lending, consumer protection, or payments
Experience with international compliance requirements and programs
Demonstrated ability to develop compliance risk management programs
Excellent oral and written communication
Ability to build relationships and establish trust and credibility with business leads, external partners, and regulators through collaborative and independent initiatives
Experience in coaching and developing teams
Even better:
Relevant industry certifications (e.g. CAMS, CRCM, FINRA, CFE)
Expertise in more than one of the subject-matter areas listed above
Familiarity with data analytics and visualization platforms
Experience with GRC tools (e.g. RSA Archer, SAI Global, ZenGRC)
Additional Information
Perks
At Square, we want you to be well and thrive. Our global benefits package includes:
- Healthcare coverage
- Retirement Plans
- Employee Stock Purchase Program
- Wellness perks
- Paid parental leave
- Paid time off
- Learning and Development resources